May 19, 2024

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Business is my step

WSJ Wealth Adviser Briefing: Adviser Advert Regulations, Previous Phone for Some Bars, Missing Organization Journey

3 min read

The SEC on Tuesday accepted a new internet marketing rule for financial advisors that accounts for technological variations that have occurred in the many years since the agency past adopted restrictions on the matter.

The rule, proposed in late 2019, broadens the definition of advertising and marketing to incorporate communications of all types, squaring rules with the reality of the internet and social media. In the earlier, advisors have tread cautiously with web communications, relying on a patchwork of assistance from the SEC.

The new regulation also will allow economic advisors to use recommendations, endorsements, and 3rd-occasion rankings to woo prospective customers, as prolonged as they satisfy sure ailments.

Down below, some of the best investigation and insight from WSJ writers and columnists, the Dow Jones Newswires staff and at times past, on investing, the prosperity-administration small business and far more.


Businesses Feared a Flood of Covid-19 Lawsuits. It Has not Happened.: Private-damage promises in excess of infections are possibly far too challenging to confirm or get funneled into the workers’ compensation process.

Planning & INVESTING

Bitcoin’s Rally Has Already Outlasted 2017’s Epic Run: Bitcoin approached $20,000 in 2017 and eventually topped the mark in 2020. What drove the rallies, and what took place in the days next the peaks, present how a great deal the industry has altered in a few yrs.

Market place Speak

From Dow Jones Newswires

China’s countrywide need for thermal energy will probably remain high all through this winter, as the hottest every month desire progress in November accelerated considerably from October, Citi states. It expects demand growth at a significant-one-digit percentage for December, supported by mounting industrial and residential electricity usage amid the chilly weather conditions. What’s more, a lack of different ability resources this sort of as wind and hydro power during the winter season period would additional underpin coal-fired electrical power demand from customers, Citi provides. Nevertheless, it advises investors to keep away from thermal-ability shares, as these producers’ profitability may well get a hit from climbing coal prices in 4Q. ([email protected])

The prospect of superior returns investing in Europe’s carbon market place has drawn recognized commodities gamers into the carbon market. Banking companies this sort of as Morgan Stanley and investing properties these kinds of as Andurand Money and Trafigura have all entered or expanded their positions in the carbon sector in current months. Casey Dwyer, a portfolio supervisor and analyst at Andurand Cash, states his agency was to begin with fascinated in carbon only as it affected broader strength markets. “Around the last calendar year, we have become interested in the underlying cost dynamics of the sector and that speaks to the extent to which the market place is escalating and becoming more experienced,” Dwyer claims. ([email protected] @davidhodari)

Business & Observe

TIFF Investment Management’s Parry Weighs In on Lessen Midmarket Investing: Smaller businesses have made available expense opportunities induced by disruptions triggered by the coronavirus pandemic, and Brendon Parry, who oversees TIFF Investment decision Management’s non-public markets software, does not count on that to modify once it has been contained.


Agriculture Marketplace Bets on Carbon as a New Money Crop: Huge companies and startups jockey to pay back farmers for capturing greenhouse gases in fields environmental groups concern affect.

Speaking Details

For Many Bars, Xmas Could Be Very last Connect with: The U.S. bar business, slammed by the pandemic, feels the agony of the holiday break without having the merry.

Travel & Way of life

Business Journey Was Awful — and I Miss out on It So Substantially: A newfound appreciation for extended waits at airports, bland rental cars and trucks and rooms devoid of sights.


The Prosperity Adviser Briefing handles subjects of interest to wealth professionals, financial planners and other advisers. The content material is curated by the Dow Jones Newswires team employing articles or blog posts from the Newswires, Barron’s, MarketWatch and The Wall Avenue Journal. The briefing is delivered to subscribers by email each individual workday early morning at 6:30 a.m. ET. You can sign up in this article for email shipping and delivery.

We welcome feedback. Please email [email protected] or make contact with Dwight Oestricher at [email protected]

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